Exclusive UWM Partner Perk — Simply Compliant is proud to support UWM's approved broker partners.
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Compliance Training Isn't Optional
Regulators, lenders, and investors expect your entire team to complete annual compliance training, and they expect you to prove it.
If your training isn't current, documented, and easy to produce during an exam or audit, your company could be putting its licenses, approvals, and business relationships at risk.
Simply Compliant makes annual compliance simple with ready-to-go training, automatic tracking, and audit-ready records, without the cost of an in-house compliance department. As a UWM partner, you get exclusive access to make it happen.
Founded By Someone Who Spent 13 Years Inside UWM's Own Risk & Compliance Function
Simply Compliant was created by Katie Foster, who spent 13 years at United Wholesale Mortgage — most recently as Executive Vice President and Chief Risk Officer, overseeing the same Legal, Compliance, Fraud, and Risk teams that protect the nation's largest mortgage lender.
She knows exactly what regulators expect, because she helped build the systems designed to withstand it — and she built Simply Compliant specifically to bring that same standard of protection to UWM's independent partners.
UWM Partner Perk: Special partner pricing of 10% off when you enter the code UWM10 at checkout.
Self-Assessment
Which Owner Are You?
Whether compliance training has been overlooked, pushed down the priority list, or handled by another provider, there's a better way to manage it.
1
"I thought my loan officers' Continuing Education covered everything."
You're not alone. It's one of the most common misconceptions in the mortgage industry, and one that can leave your company vulnerable during an examination.
Annual training is required for everyone that talks to clients or accesses client data.
2
"I know I need compliance training but haven't made it a priority."
Running a mortgage company leaves little time for researching regulations, assigning training, tracking completion, and maintaining documentation.
We make compliance simple and affordable.
3
"We already use another compliance training provider."
Great. Now ask yourself:
— Does your provider offer a one-click dashboard to simply see who has completed what? — Do they offer you free tools like a QC Plan template to make the whole company compliant? — Do they include all 12 courses for one low price?
If not, there's a better way.
Three Risks Most Mortgage Company Owners Don't Realize They Have
What's Actually on the Line
01
The Regulatory Look-Back
Missing AML Training Logs
FinCEN's "Four-Pillar" Anti-Money Laundering program requires documented employee training. Miss a single employee's log and you could automatically fail that portion of the exam.
Penalty risk: Formal Consent Orders and multi-year "look-backs" into your closed loan files.
02
The Documentation Gap
QC Plan + Compliance Management System
Lenders, investors, or regulators may ask to see your written Quality Control Plan and Compliance Management System. If your documents are missing, outdated, or don't reflect how your company actually operates, that can create unnecessary risk during an audit, approval, or examination.
Simply Compliant includes free AI-powered templates to help you build and customize your own QC Plan and Compliance Management System.
03
Multi-State Exposure
The Rise of "Mini-CFPBs"
If your annual training only covers AML and fraud, you could still be exposed. As states step in where the federal CFPB pulls back, each state you're licensed in can decide its own "pet issues" to focus on, and require documented training on them.
Missing documentation on a state's chosen focus area can mean Cease and Desist orders, fines, and personal license risk.
Core Features
Everything You Need to Stay Compliant
A Fortune-500-level compliance department, delivered right out of the box.
Annual Employee Compliance Training
Structured, ongoing training assigned across your entire team, not just your loan officers. Our course library covers far more topics than most providers, so you're covered even as states shift their focus.
Free AI-Powered Templates
Get a head start with free AI templates for an employee handbook, a QC plan, and a Compliance Management System, custom built for the mortgage industry and included at no extra cost.
AML & Fraud Prevention Training
Meets FinCEN's Pillar 3 requirement for ongoing, documented employee training.
Fair Lending & Regulatory Courses
Covers Fair Lending, UDAAP, and the regulatory topics examiners check first.
Cybersecurity & Information Security Training
Keeps you ahead of state-specific mandates, like New York's cybersecurity requirements.
Automatic Training Assignments
Your team transitions to an automated monthly schedule with no manual assigning required.
Real-Time Completion Tracking
Know exactly who completed what, and when, without chasing spreadsheets.
Audit-Ready Training Reports
Instantly export clean, date-stamped history for any employee, any time.
White-Labeled Learning Platform
Your employees log into a portal featuring your company name and logo, not ours.
What Our Clients Say
Peace of Mind, Delivered.
I used to dread annual lender recertifications. With Simply Compliant, I pulled a full audit report in under 60 seconds. My lender renewal approved same day.
Sarah K.
Mortgage Company Owner, Florida
The white-labeling is incredible. My team thinks this is our own proprietary system. It's given us a professionalism and credibility we didn't have before.
Jennifer M.
Mortgage Company Owner, Ohio
My processors and assistants had zero formal compliance training before this. Now they're all enrolled and tracking automatically. I can't believe I waited this long.
Marcus T.
Mortgage Company Owner, Texas
Protect What You Built Your UWM Partner Perk Is Ready
Give your company the same compliance standard trusted by large lenders, designed for mortgage lenders, brokers, correspondents, banks, and credit unions — and made available exclusively to UWM partners.
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